Prism Wealth Planning Ontology
type: Ontology
version IRI: https://prism.example.org/ontology/wealth-planning/1.0.0
version info: 1.0.0
imports: core
description: Ontology for Insurance and Wealth Planning domain within the Prism knowledge graph platform. Covers clients, households, advisors, wealth plans, goals, financial accounts, assets, liabilities, insurance products, documents, and provenance metadata. Aligned with FIBO (Financial Industry Business Ontology) where applicable.
creator: Prism Architecture Team
created: 2025-01-01
modified: 2025-06-01
license: LICENSE-2.0
preferred namespace prefix: wp
comment: Prism Wealth Planning Ontology v1.0.0 — design-approved, not yet in production.

Client
type: Class
subclass of: Party
definition: A natural person or legal entity that is the primary beneficiary of wealth-planning services and whose financial profile is managed within Prism.
comment: Maps to ISO 20022 Party / FIBO IndividualParty or LegalPerson.

client ID
type: DatatypeProperty
domain: Client
range: string
definition: Unique system identifier for a client (CRM or source-system key).

legal name
type: DatatypeProperty
domain: Client
range: string
definition: Full legal name of the client as registered with the firm.

date of birth
type: DatatypeProperty
domain: Client
range: date

tax residency jurisdiction
type: DatatypeProperty
domain: Client
range: string
definition: ISO 3166-1 alpha-2 country code of the client's tax domicile.

risk profile category
type: DatatypeProperty
domain: Client
range: RiskProfileCategoryType

RiskProfileCategoryType
type: Datatype
equivalent class: Datatype
  on datatype: string
  with restrictions:
    enumeration: Conservative
  with restrictions:
    enumeration: Moderately Conservative
  with restrictions:
    enumeration: Moderate
  with restrictions:
    enumeration: Moderately Aggressive
  with restrictions:
    enumeration: Aggressive

Household
type: Class
subclass of: Party
definition: A grouping of one or more clients (e.g. spouses, domestic partners, dependants) sharing financial planning objectives and potentially joint accounts.

household ID
type: DatatypeProperty
domain: Household
range: string

household name
type: DatatypeProperty
domain: Household
range: string

has member
type: ObjectProperty
domain: Household
range: Client
definition: Relates a Household to the Clients who are members of that household.
inverse of: member of

member of
type: ObjectProperty
domain: Client
range: Household

primary client
type: ObjectProperty
sub property of: has member
domain: Household
range: Client
definition: The lead client for correspondence and plan ownership.

Advisor
type: Class
subclass of: Party
definition: A licensed financial professional (wealth manager, financial planner, broker-dealer rep) responsible for managing client relationships and wealth plans.

advisor ID
type: DatatypeProperty
domain: Advisor
range: string

advisor license number
type: DatatypeProperty
domain: Advisor
range: string
definition: Regulatory license identifier (e.g. FINRA CRD, FCA FRN).

regulatory designation
type: DatatypeProperty
domain: Advisor
range: string
example: CFP, CFA, ChFC, RIA

advised by
type: ObjectProperty
domain: Client
range: Advisor
inverse of: advises

advises
type: ObjectProperty
domain: Advisor
range: Client

assigned to household
type: ObjectProperty
domain: Advisor
range: Household

Wealth Plan
type: Class
definition: A comprehensive, time-bound financial plan prepared for a client or household, encompassing goals, scenarios, assets, liabilities, income projections, and recommended strategies. Analogous to ISO 22222 'Personal Financial Plan'.

plan ID
type: DatatypeProperty
domain: Wealth Plan
range: string

plan name
type: DatatypeProperty
domain: Wealth Plan
range: string

plan status
type: DatatypeProperty
domain: Wealth Plan
range: string
example: Draft | Active | Superseded | Archived

plan effective date
type: DatatypeProperty
domain: Wealth Plan
range: date

plan expiry date
type: DatatypeProperty
domain: Wealth Plan
range: date

review frequency
type: DatatypeProperty
domain: Wealth Plan
range: string
example: Annual | Semi-Annual | Quarterly

has wealth plan
type: ObjectProperty
domain: Household
range: Wealth Plan
inverse of: wealth plan for

wealth plan for
type: ObjectProperty
domain: Wealth Plan
range: Household

prepared by
type: ObjectProperty
domain: Wealth Plan
range: Advisor

derived from document
type: ObjectProperty
domain: Wealth Plan
range: Document
definition: The source document(s) that informed or produced this wealth plan.

Plan Scenario
type: Class
definition: A what-if variant of a WealthPlan representing alternative assumptions (e.g. early retirement, different return rates, additional contributions).

scenario ID
type: DatatypeProperty
domain: Plan Scenario
range: string

scenario name
type: DatatypeProperty
domain: Plan Scenario
range: string

scenario type
type: DatatypeProperty
domain: Plan Scenario
range: string
example: Base | Optimistic | Pessimistic | StressTest | Custom

has scenario
type: ObjectProperty
domain: Wealth Plan
range: Plan Scenario
inverse of: scenario of

scenario of
type: ObjectProperty
domain: Plan Scenario
range: Wealth Plan

Financial Goal
type: Class
definition: A specific, time-bound financial objective defined within a WealthPlan, such as retirement, education funding, home purchase, or estate transfer.

goal ID
type: DatatypeProperty
domain: Financial Goal
range: string

goal category
type: DatatypeProperty
domain: Financial Goal
range: string
example: Retirement | EducationFunding | HomePurchase | EmergencyFund | EstatePlanning | Charitable | BusinessSuccession | Other

target date
type: DatatypeProperty
domain: Financial Goal
range: date

target amount
type: DatatypeProperty
domain: Financial Goal
range: decimal
definition: Monetary target expressed in the plan's base currency.

currency
type: DatatypeProperty
domain: Financial Goal
range: string
definition: ISO 4217 three-letter currency code.

goal priority
type: DatatypeProperty
domain: Financial Goal
range: integer
definition: Ordinal rank (1 = highest) within the WealthPlan.

goal funding probability
type: DatatypeProperty
domain: Financial Goal
range: decimal
definition: Monte Carlo or deterministic probability of achieving the goal (0.0–1.0).

has goal
type: ObjectProperty
domain: Wealth Plan
range: Financial Goal
inverse of: goal of

goal of
type: ObjectProperty
domain: Financial Goal
range: Wealth Plan

goal applies in scenario
type: ObjectProperty
domain: Financial Goal
range: Plan Scenario

Planning Assumption
type: Class
definition: A financial modelling assumption embedded in a PlanScenario, such as inflation rate, expected rate of return, tax rate, or income growth.

assumption type
type: DatatypeProperty
domain: Planning Assumption
range: string
example: InflationRate | NominalReturn | RealReturn | TaxRate | IncomeGrowthRate | LongevityAge

assumption value
type: DatatypeProperty
domain: Planning Assumption
range: decimal

assumption source
type: DatatypeProperty
domain: Planning Assumption
range: string
example: AdvisorJudgement | MarketConsensus | ActuarialTable | RegulatoryGuidance

has assumption
type: ObjectProperty
domain: Plan Scenario
range: Planning Assumption

Financial Account
type: Class
subclass of: CustomerAccount
definition: A financial account held by or on behalf of a client at a custodian, broker-dealer, bank, or insurer.

account ID
type: DatatypeProperty
domain: Financial Account
range: string

account number
type: DatatypeProperty
domain: Financial Account
range: string

account type
type: DatatypeProperty
domain: Financial Account
range: string
example: Brokerage | IRA | RothIRA | 401k | 529 | TrustAccount | BankSavings | BankChecking | Annuity | CorporateRetirement

account status
type: DatatypeProperty
domain: Financial Account
range: string
example: Active | Closed | Restricted | Suspended

custodian name
type: DatatypeProperty
domain: Financial Account
range: string

custodian LEI
type: DatatypeProperty
domain: Financial Account
range: string
definition: Legal Entity Identifier (ISO 17442) of the account custodian.

registration type
type: DatatypeProperty
domain: Financial Account
range: string
example: Individual | Joint WROS | Joint TIC | TOD | Trust | Corporate | Custodial UGMA/UTMA

tax treatment
type: DatatypeProperty
domain: Financial Account
range: string
example: Taxable | TaxDeferred | TaxExempt

holds account
type: ObjectProperty
domain: Client
range: Financial Account
inverse of: account held by

account held by
type: ObjectProperty
domain: Financial Account
range: Client

account included in plan
type: ObjectProperty
domain: Financial Account
range: Wealth Plan

Holding
type: Class
definition: A position in a specific financial instrument held within an Account, representing quantity, cost basis, and current valuation.

holding ID
type: DatatypeProperty
domain: Holding
range: string

ISIN code
type: DatatypeProperty
domain: Holding
range: string
definition: ISO 6166 International Securities Identification Number.

ticker symbol
type: DatatypeProperty
domain: Holding
range: string

CUSIP code
type: DatatypeProperty
domain: Holding
range: string

quantity
type: DatatypeProperty
domain: Holding
range: decimal

market value
type: DatatypeProperty
domain: Holding
range: decimal

cost basis
type: DatatypeProperty
domain: Holding
range: decimal

asset class
type: DatatypeProperty
domain: Holding
range: string
example: Equity | FixedIncome | Cash | RealEstate | Alternative | Commodity | Crypto | PrivateEquity

valuation date
type: DatatypeProperty
domain: Holding
range: date

contains holding
type: ObjectProperty
domain: Financial Account
range: Holding
inverse of: holding in

holding in
type: ObjectProperty
domain: Holding
range: Financial Account

Asset
type: Class
definition: A resource of economic value owned by or owed to a client, outside of or in addition to securities holdings (e.g. real estate, business interest, collectibles).

asset ID
type: DatatypeProperty
domain: Asset
range: string

asset description
type: DatatypeProperty
domain: Asset
range: string

estimated value
type: DatatypeProperty
domain: Asset
range: decimal

owns asset
type: ObjectProperty
domain: Client
range: Asset

asset included in plan
type: ObjectProperty
domain: Asset
range: Wealth Plan

Liability
type: Class
definition: A financial obligation owed by a client, such as a mortgage, student loan, auto loan, credit card balance, or tax obligation.

liability ID
type: DatatypeProperty
domain: Liability
range: string

liability type
type: DatatypeProperty
domain: Liability
range: string
example: Mortgage | HELOC | AutoLoan | StudentLoan | PersonalLoan | CreditCard | TaxObligation | BusinessDebt

outstanding balance
type: DatatypeProperty
domain: Liability
range: decimal

interest rate
type: DatatypeProperty
domain: Liability
range: decimal
definition: Annual interest rate expressed as a decimal (e.g. 0.065 for 6.5%).

maturity date
type: DatatypeProperty
domain: Liability
range: date

has liability
type: ObjectProperty
domain: Client
range: Liability
inverse of: liability of

liability of
type: ObjectProperty
domain: Liability
range: Client

liability included in plan
type: ObjectProperty
domain: Liability
range: Wealth Plan

Insurance Product
type: Class
definition: A category or line of insurance offered by an insurer, such as Whole Life, Term Life, Universal Life, Variable Annuity, Long-Term Care, or Disability Income insurance.

product code
type: DatatypeProperty
domain: Insurance Product
range: string

product name
type: DatatypeProperty
domain: Insurance Product
range: string

line of business
type: DatatypeProperty
domain: Insurance Product
range: string
example: Life | Annuity | LongTermCare | DisabilityIncome | PropertyCasualty | HealthMedical

underwriter LEI
type: DatatypeProperty
domain: Insurance Product
range: string

Insurance Policy
type: Class
definition: A contract between an insurer and one or more policyholders providing coverage against specified risks in exchange for premiums. Conforms to ACORD Policy object model.

policy ID
type: DatatypeProperty
domain: Insurance Policy
range: string

policy number
type: DatatypeProperty
domain: Insurance Policy
range: string

policy status
type: DatatypeProperty
domain: Insurance Policy
range: string
example: InForce | Lapsed | Surrendered | Matured | Pending | Cancelled

issue date
type: DatatypeProperty
domain: Insurance Policy
range: date

policy effective date
type: DatatypeProperty
domain: Insurance Policy
range: date

policy expiry date
type: DatatypeProperty
domain: Insurance Policy
range: date

premium amount
type: DatatypeProperty
domain: Insurance Policy
range: decimal

premium frequency
type: DatatypeProperty
domain: Insurance Policy
range: string
example: Monthly | Quarterly | SemiAnnual | Annual | SinglePremium

cash surrender value
type: DatatypeProperty
domain: Insurance Policy
range: decimal

of type product
type: ObjectProperty
domain: Insurance Policy
range: Insurance Product

policy held by
type: ObjectProperty
domain: Insurance Policy
range: Client
definition: The policyholder (owner) of the insurance contract.

policy included in plan
type: ObjectProperty
domain: Insurance Policy
range: Wealth Plan

Coverage
type: Class
definition: A specific protection feature or benefit provided under an InsurancePolicy, such as death benefit, accelerated benefit, or long-term care benefit.

coverage ID
type: DatatypeProperty
domain: Coverage
range: string

coverage type
type: DatatypeProperty
domain: Coverage
range: string
example: DeathBenefit | LongTermCare | AcceleratedBenefit | DisabilityWaiverOfPremium | ReturnOfPremium

face amount
type: DatatypeProperty
domain: Coverage
range: decimal
definition: Nominal death benefit or maximum benefit limit.

covers risk
type: ObjectProperty
domain: Insurance Policy
range: Coverage
definition: Links an InsurancePolicy to its constituent Coverage objects.
inverse of: coverage under

coverage under
type: ObjectProperty
domain: Coverage
range: Insurance Policy

insured party
type: ObjectProperty
domain: Coverage
range: Client
definition: The person whose life, health, or property is the subject of coverage.

Policy Rider
type: Class
definition: An amendment or endorsement to an InsurancePolicy that modifies or extends its base coverage (e.g. waiver of premium, guaranteed insurability, long-term care accelerated benefit rider).

rider code
type: DatatypeProperty
domain: Policy Rider
range: string

rider description
type: DatatypeProperty
domain: Policy Rider
range: string

rider premium
type: DatatypeProperty
domain: Policy Rider
range: decimal

has rider
type: ObjectProperty
domain: Insurance Policy
range: Policy Rider

Beneficiary
type: Class
definition: A person or entity designated to receive policy proceeds or account assets upon a triggering event (death, disability, maturity).

beneficiary type
type: DatatypeProperty
domain: Beneficiary
range: string
example: Primary | Contingent | Tertiary | Irrevocable

allocation percentage
type: DatatypeProperty
domain: Beneficiary
range: decimal
definition: Share of proceeds allocated to this beneficiary (0.0–100.0).

has beneficiary
type: ObjectProperty
domain: Insurance Policy
range: Beneficiary

beneficiary is client
type: ObjectProperty
domain: Beneficiary
range: Client
definition: Links a Beneficiary record to a known Client entity in Prism.

Document
type: Class
subclass of: Entity
definition: A file or artefact ingested into Prism representing a wealth planning or insurance document (e.g. financial plan PDF, account statement, policy contract, KYC form).

document ID
type: DatatypeProperty
domain: Document
range: string
definition: System-generated UUID assigned at ingestion time.

document title
type: DatatypeProperty
domain: Document
range: string

document type
type: DatatypeProperty
domain: Document
range: string
example: FinancialPlan | AccountStatement | PolicyContract | KYCForm | ProspectusStatement | TrustDocument | WillAndTestament | RetirementProjection | TaxReturn | ClientProposal | InvestmentPolicyStatement

MIME type
type: DatatypeProperty
domain: Document
range: string
example: application/pdf | application/vnd.openxmlformats-officedocument.wordprocessingml.document | text/csv

file hash
type: DatatypeProperty
domain: Document
range: string
definition: SHA-256 hex digest of the file content for integrity verification.

file size bytes
type: DatatypeProperty
domain: Document
range: long

S3 object key
type: DatatypeProperty
domain: Document
range: string
definition: AWS S3 fully-qualified object key (s3://bucket/path/to/file).

S3 bucket name
type: DatatypeProperty
domain: Document
range: string

source system
type: DatatypeProperty
domain: Document
range: string
example: Salesforce | Orion | Envestnet | Redtail | DocuSign | Laser App | Manual Upload

ingestion timestamp
type: DatatypeProperty
domain: Document
range: dateTime
definition: UTC datetime when the document was ingested into Prism.

uploaded by user
type: DatatypeProperty
domain: Document
range: string
definition: System user ID or email of the user who uploaded the document.

department
type: DatatypeProperty
domain: Document
range: string
example: WealthPlanning | Insurance | Equity | Compliance

tenant ID
type: DatatypeProperty
domain: Document
range: string
definition: Multi-tenancy discriminator for named-graph isolation in GraphDB / Neptune.

classification
type: DatatypeProperty
domain: Document
range: string
example: Public | Internal | Confidential | Restricted | PII

jurisdiction
type: DatatypeProperty
domain: Document
range: string
definition: Regulatory jurisdiction governing the document (ISO 3166-1 alpha-2 or subdivision code).

effective date
type: DatatypeProperty
domain: Document
range: date

expiry date
type: DatatypeProperty
domain: Document
range: date

retention policy code
type: DatatypeProperty
domain: Document
range: string
definition: Reference to the firm's document retention schedule (e.g. '7YR', 'PERMANENT').

embedding model version
type: DatatypeProperty
domain: Document
range: string
definition: Version identifier of the vector embedding model used for this document.

vector index namespace
type: DatatypeProperty
domain: Document
range: string
definition: Redis or Pinecone namespace where document vector embeddings are stored.

pertains to client
type: ObjectProperty
domain: Document
range: Client

pertains to household
type: ObjectProperty
domain: Document
range: Household

ingested from source
type: ObjectProperty
domain: Document
range: Source System

document version
type: DatatypeProperty
domain: Document
range: string

supersedes
type: ObjectProperty
domain: Document
range: Document
definition: This document replaces a previous version of the same document.

Document Chunk
type: Class
subclass of: Entity
definition: A semantically coherent text segment extracted from a Document, used as the granular unit for vector embedding, retrieval, and evidence citations.

chunk ID
type: DatatypeProperty
domain: Document Chunk
range: string

chunk sequence number
type: DatatypeProperty
domain: Document Chunk
range: integer
definition: Ordinal position of the chunk within its parent document (0-indexed).

page start
type: DatatypeProperty
domain: Document Chunk
range: integer

page end
type: DatatypeProperty
domain: Document Chunk
range: integer

chunk text
type: DatatypeProperty
domain: Document Chunk
range: string
definition: Plain-text content of the chunk (may be omitted in production for storage efficiency).

vector ID
type: DatatypeProperty
domain: Document Chunk
range: string
definition: Identifier of the embedding vector in the configured vector store.

confidence score
type: DatatypeProperty
domain: Document Chunk
range: decimal
definition: Extraction or retrieval confidence (0.0–1.0) assigned by the ingestion pipeline.

has chunk
type: ObjectProperty
domain: Document
range: Document Chunk
inverse of: chunk of

chunk of
type: ObjectProperty
domain: Document Chunk
range: Document

Source System
type: Class
definition: An upstream system from which documents or data are ingested into Prism.

source system ID
type: DatatypeProperty
domain: Source System
range: string

source system name
type: DatatypeProperty
domain: Source System
range: string

source system type
type: DatatypeProperty
domain: Source System
range: string
example: CRM | PortfolioManagement | DocumentManagement | InsuranceAdmin | TaxPreparation | Custodian

source system base URL
type: DatatypeProperty
domain: Source System
range: anyURI

Ingestion Run
type: Class
subclass of: Activity
definition: A discrete execution of the Prism document ingestion pipeline, associated with a batch of documents from one or more source systems.

ingestion run ID
type: DatatypeProperty
domain: Ingestion Run
range: string

pipeline version
type: DatatypeProperty
domain: Ingestion Run
range: string

run start time
type: DatatypeProperty
domain: Ingestion Run
range: dateTime

run end time
type: DatatypeProperty
domain: Ingestion Run
range: dateTime

run status
type: DatatypeProperty
domain: Ingestion Run
range: string
example: Completed | Failed | PartialSuccess | Running

produced by run
type: ObjectProperty
sub property of: wasGeneratedBy
domain: Document
range: Ingestion Run

Evidence Span
type: Class
subclass of: Entity
definition: A specific text span within a DocumentChunk that was used as evidence for an extracted entity, claim, or graph triple. Supports RAG citation.

span start
type: DatatypeProperty
domain: Evidence Span
range: integer
definition: Character offset (inclusive) within the chunk text.

span end
type: DatatypeProperty
domain: Evidence Span
range: integer
definition: Character offset (exclusive) within the chunk text.

span text
type: DatatypeProperty
domain: Evidence Span
range: string

within chunk
type: ObjectProperty
domain: Evidence Span
range: Document Chunk

cited as
type: ObjectProperty
domain: Entity
range: Evidence Span
definition: Links any extracted entity or triple to the evidence span supporting it.

Named Graph Descriptor
type: Class
definition: A metadata node that describes a named graph within the GraphDB/Neptune repository, carrying tenancy, department, and security context.

graph URI
type: DatatypeProperty
domain: Named Graph Descriptor
range: anyURI

graph department
type: DatatypeProperty
domain: Named Graph Descriptor
range: string

graph tenant ID
type: DatatypeProperty
domain: Named Graph Descriptor
range: string

graph classification
type: DatatypeProperty
domain: Named Graph Descriptor
range: string

graph created at
type: DatatypeProperty
domain: Named Graph Descriptor
range: dateTime

IAM role ARN
type: DatatypeProperty
domain: Named Graph Descriptor
range: string
definition: AWS IAM Role ARN with read/write access to this named graph (Neptune context).

ClientShape
type: NodeShape
target class: Client
property:
  path: client ID
  min count: 1
  max count: 1
  datatype: string
  name: client ID
property:
  path: legal name
  min count: 1
  datatype: string
  name: legal name
property:
  path: tenant ID
  min count: 1
  datatype: string
  name: tenant ID

WealthPlanShape
type: NodeShape
target class: Wealth Plan
property:
  path: plan ID
  min count: 1
  max count: 1
  datatype: string
property:
  path: wealth plan for
  min count: 1
  class: Household
property:
  path: plan status
  min count: 1
  datatype: string
property:
  path: department
  min count: 1
  datatype: string

DocumentShape
type: NodeShape
target class: Document
property:
  path: document ID
  min count: 1
  max count: 1
  datatype: string
property:
  path: document type
  min count: 1
  datatype: string
property:
  path: tenant ID
  min count: 1
  datatype: string
property:
  path: department
  min count: 1
  datatype: string
property:
  path: file hash
  min count: 1
  datatype: string
property:
  path: ingestion timestamp
  min count: 1
  datatype: dateTime
property:
  path: S3 object key
  min count: 1
  datatype: string

InsurancePolicyShape
type: NodeShape
target class: Insurance Policy
property:
  path: policy ID
  min count: 1
  max count: 1
  datatype: string
property:
  path: policy number
  min count: 1
  datatype: string
property:
  path: policy held by
  min count: 1
  class: Client
property:
  path: of type product
  min count: 1
  class: Insurance Product
property:
  path: policy status
  min count: 1
  datatype: string

DocumentChunkShape
type: NodeShape
target class: Document Chunk
property:
  path: chunk ID
  min count: 1
  max count: 1
  datatype: string
property:
  path: chunk of
  min count: 1
  class: Document
property:
  path: vector ID
  min count: 1
  datatype: string

Wealth Planning Document Types
type: ConceptScheme
description: Controlled vocabulary of document types used in Wealth Planning ingestion.

Financial Plan
type: Concept
in scheme: Wealth Planning Document Types
notation: FinancialPlan

Account Statement
type: Concept
in scheme: Wealth Planning Document Types
notation: AccountStatement

Policy Contract
type: Concept
in scheme: Wealth Planning Document Types
notation: PolicyContract

KYC / AML Form
type: Concept
in scheme: Wealth Planning Document Types
notation: KYCForm

Investment Policy Statement
type: Concept
in scheme: Wealth Planning Document Types
notation: InvestmentPolicyStatement

Trust Document
type: Concept
in scheme: Wealth Planning Document Types
notation: TrustDocument

Tax Return
type: Concept
in scheme: Wealth Planning Document Types
notation: TaxReturn

Retirement Projection
type: Concept
in scheme: Wealth Planning Document Types
notation: RetirementProjection

Asset Class Taxonomy
type: ConceptScheme
description: Controlled vocabulary of asset classes aligned to GICS / CFA Institute classifications.

Equity
type: Concept
in scheme: Asset Class Taxonomy
notation: Equity

Fixed Income
type: Concept
in scheme: Asset Class Taxonomy
notation: FixedIncome

Cash & Equivalents
type: Concept
in scheme: Asset Class Taxonomy
notation: Cash

Real Estate
type: Concept
in scheme: Asset Class Taxonomy
notation: RealEstate

Alternatives
type: Concept
in scheme: Asset Class Taxonomy
notation: Alternative

Private Equity
type: Concept
in scheme: Asset Class Taxonomy
narrower: Alternatives
notation: PrivateEquity

C-00123
type: Client
client ID: C-00123
legal name: Jane A. Doe
date of birth: 1972-04-15
tax residency jurisdiction: US
risk profile category: Moderate
tenant ID: tenant-001
department: WealthPlanning

HH-00456
type: Household
household ID: HH-00456
household name: Doe Family
has member: C-00123
tenant ID: tenant-001

ADV-007
type: Advisor
advisor ID: ADV-007
legal name: Robert M. Smith
regulatory designation: CFP
advises: C-00123

WP-2025-001
type: Wealth Plan
plan ID: WP-2025-001
plan name: Doe Family Comprehensive Financial Plan 2025
plan status: Active
plan effective date: 2025-01-01
plan expiry date: 2026-01-01
department: WealthPlanning
tenant ID: tenant-001
wealth plan for: HH-00456
prepared by: ADV-007

GOAL-R-001
type: Financial Goal
goal ID: GOAL-R-001
goal category: Retirement
target date: 2037-04-15
target amount: 3500000
currency: USD
goal priority: 1
goal funding probability: 0.82
goal of: WP-2025-001

DOC-98765
type: Document
document ID: DOC-98765
document title: Doe Family Financial Plan Q1 2025
document type: FinancialPlan
MIME type: application/pdf
file size bytes: 1048576
S3 object key: s3://prism-docs/wealth-planning/tenant-001/DOC-98765.pdf
S3 bucket name: prism-docs
source system: DocuSign
ingestion timestamp: 2025-01-15T09:30:00Z
department: WealthPlanning
tenant ID: tenant-001
classification: Confidential
jurisdiction: US-NY
effective date: 2025-01-01
pertains to client: C-00123
pertains to household: HH-00456

POL-LIF-00012
type: Insurance Policy
policy ID: POL-LIF-00012
policy number: LIF-2020-00012
policy status: InForce
issue date: 2020-06-01
policy effective date: 2020-07-01
premium amount: 4200
premium frequency: Annual
cash surrender value: 38000
policy held by: C-00123
policy included in plan: WP-2025-001